Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Michael Weiner | 2862071 | 1 | 01/14/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Neil McCarthy Egleston | 2921577 | 6 | 01/02/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David James Walsh | 1855452 | 6 | 12/30/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Louise Ann Harrison | 1260653 | 2 | 11/26/2013 | Customer Dispute | Settled | $110,735.00 | $0.00 | See FINRA Report |
| Dustin Tylor Aiguier | 4872987 | 6 | 01/23/2013 | Customer Dispute | Settled | $8,620.00 | $0.00 | See FINRA Report |
| Neil McCarthy Egleston | 2921577 | 6 | 12/05/2012 | Customer Dispute | Settled | $165,176.00 | $0.00 | See FINRA Report |
| Jeffrey James McAvaddy | 4580991 | 3 | 09/13/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Armando Fernandez | 3079602 | 6 | 08/22/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 12/02/2011 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Michael Dominick Palazzolo | 2554194 | 2 | 08/23/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |