Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Francis Clark | 1023741 | 8 | 01/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Francis Clark | 1023741 | 8 | 10/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Francis Clark | 1023741 | 8 | 09/16/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ernest Mark Caponegro | 1025695 | 4 | 05/08/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert William Toth | 1726633 | 11 | 04/29/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francis Paul Mitchell | 1334998 | 6 | 02/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert William Toth | 1726633 | 11 | 02/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joy Yvette Jackson | 1361263 | 2 | 03/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Francis Clark | 1023741 | 8 | 12/06/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francis Paul Mitchell | 1334998 | 6 | 09/24/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |