Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Davenport Wiswell | 2313243 | 4 | 12/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Tylor Aiguier | 4872987 | 6 | 12/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Tylor Aiguier | 4872987 | 6 | 09/08/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Sultan | 835415 | 1 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Matisi | 2650170 | 3 | 09/11/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Scott Yankelevitz | 1506766 | 1 | 12/20/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 09/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil McCarthy Egleston | 2921577 | 6 | 08/22/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Leonard Mazer | 819279 | 8 | 07/31/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam J Collins | 4972262 | 1 | 04/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |