Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David James Walsh | 1855452 | 6 | 04/23/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Henry Mark Korngut | 1916347 | 1 | 03/09/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Harris Fliegelman | 1352098 | 1 | 03/08/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Neil McCarthy Egleston | 2921577 | 6 | 08/07/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brad Richard Small | 3173556 | 2 | 06/06/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Michael Matisi | 2650170 | 3 | 03/08/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Dale Collins | 2299365 | 4 | 04/15/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Martin Knittle | 4090117 | 2 | 08/06/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Curtis Leonard Mazer | 819279 | 8 | 02/08/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Bartolotta | 1943239 | 5 | 12/23/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |