Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas J Muller | 1980015 | 1 | 02/22/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ernest Mark Caponegro | 1025695 | 4 | 04/26/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brendan Kernkamp Leavey | 730149 | 3 | 01/11/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brendan Kernkamp Leavey | 730149 | 3 | 01/05/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Henry Jude Cantara | 732534 | 2 | 03/20/1998 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |