Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Herve Blais | 2494315 | 2 | 03/19/2003 | Customer Dispute | Denied | $80,700.00 | $0.00 | See FINRA Report |
| Francis Paul Mitchell | 1334998 | 6 | 03/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David James Walsh | 1855452 | 6 | 01/28/2003 | Customer Dispute | Denied | $64,000.00 | $0.00 | See FINRA Report |
| Armando Fernandez | 3079602 | 6 | 11/29/2002 | Customer Dispute | Denied | $36,322.00 | $0.00 | See FINRA Report |
| Armando Fernandez | 3079602 | 6 | 06/12/2002 | Customer Dispute | Denied | $137,377.00 | $0.00 | See FINRA Report |
| Judith Kalb Beckman | 847688 | 1 | 06/07/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Edward Palmer | 1951592 | 1 | 05/30/2002 | Customer Dispute | Denied | $8,531.46 | $0.00 | See FINRA Report |
| Theodore Robert Taddei | 2013864 | 3 | 09/05/2001 | Customer Dispute | Denied | $8,470.00 | $0.00 | See FINRA Report |
| Rabin Kaydanian | 3195771 | 1 | 05/25/2000 | Customer Dispute | Denied | $12,971.00 | $0.00 | See FINRA Report |
| Stephen Paul Ziniti | 841719 | 1 | 05/19/2000 | Customer Dispute | Denied | $38,500.00 | $0.00 | See FINRA Report |