Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian David Wright | 4482649 | 2 | 03/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 02/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Ditaranto | 2422394 | 5 | 02/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Denise Gabay Otten | 1205920 | 1 | 11/02/2007 | Customer Dispute | Denied | $5,999.32 | $0.00 | See FINRA Report |
| Neil McCarthy Egleston | 2921577 | 6 | 10/19/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 10/11/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bernardo Leo Lira | 1638714 | 1 | 05/30/2007 | Customer Dispute | Denied | $11,135.00 | $0.00 | See FINRA Report |
| James Burl Ferguson | 2899931 | 2 | 05/01/2007 | Customer Dispute | Denied | $12,998.00 | $0.00 | See FINRA Report |
| Charles Eugene Williams | 727212 | 5 | 12/28/2006 | Customer Dispute | Denied | $101,000.00 | $0.00 | See FINRA Report |
| Janice Marguerite Cobb | 1744943 | 1 | 02/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |