Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Lawrence Zorovich | 2753501 | 4 | 03/11/2014 | Customer Dispute | Settled | $103,000.00 | $0.00 | See FINRA Report |
| Brian Grant Brown | 810068 | 3 | 03/03/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Lawrence Michael Weiner | 2862071 | 1 | 01/14/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Neil McCarthy Egleston | 2921577 | 6 | 01/02/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David James Walsh | 1855452 | 6 | 12/30/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Louise Ann Harrison | 1260653 | 2 | 11/26/2013 | Customer Dispute | Settled | $110,735.00 | $0.00 | See FINRA Report |
| Brian Grant Brown | 810068 | 3 | 08/12/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kathleen Marie Roth | 867375 | 5 | 05/24/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Ditaranto | 2422394 | 5 | 05/06/2013 | Customer Dispute | Denied | $16,792.50 | $0.00 | See FINRA Report |
| Walter Hugh Brown | 2520963 | 1 | 05/06/2013 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |