Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Keith Angelo | 2719384 | 6 | 10/24/2002 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Brian Michael Fullman | 2373727 | 1 | 10/14/2002 | Customer Dispute | Closed-No Action | $53,400.00 | $0.00 | See FINRA Report |
| Michael Joseph Stecher | 2245554 | 7 | 10/08/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rebecca Ashbridge Stecher | 2462504 | 1 | 08/12/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Stecher | 2245554 | 7 | 08/12/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 06/13/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ralph Keith Angelo | 2719384 | 6 | 06/23/2000 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Bartolotta | 1943239 | 5 | 01/30/1998 | Customer Dispute | Closed-No Action | $5,200.00 | $0.00 | See FINRA Report |