Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ivory Jerome Johnson | 2032636 | 1 | 02/14/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joshua John Hattig | 2902616 | 2 | 10/19/2010 | Customer Dispute | Denied | $10,650.00 | $0.00 | See FINRA Report |
| Polly Marie Stoecklein | 1041896 | 2 | 08/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua John Hattig | 2902616 | 2 | 11/21/2006 | Customer Dispute | Denied | $70,797.70 | $0.00 | See FINRA Report |
| Sandra Lee Hay Magdaleno | 1635367 | 1 | 06/12/2006 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| William Louis Fisher | 2016724 | 1 | 07/30/2003 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |