Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Lou Alexander-Duvall | 4587370 | 6 | 09/30/2013 | Customer Dispute | Denied | $16,611.70 | $0.00 | See FINRA Report |
| Matthew Ray Luczaj | 5946923 | 7 | 08/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Ray Luczaj | 5946923 | 7 | 08/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Howard King | 5895743 | 4 | 04/30/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Ray Luczaj | 5946923 | 7 | 12/14/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kelly Ruth Darby | 5978616 | 1 | 10/10/2012 | Customer Dispute | Closed-No Action | $24,801.00 | $0.00 | See FINRA Report |
| Nicole Lou Alexander-Duvall | 4587370 | 6 | 08/08/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Alan Rickard | 6245310 | 2 | 04/20/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Anthony Krist | 4159985 | 4 | 03/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Anthony Krist | 4159985 | 4 | 12/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |