Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie L Jarvis | 6835331 | 3 | 04/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gaylin Alvin Sommers | 5893772 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Thompson | 1614627 | 5 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Thompson | 1614627 | 5 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Thompson | 1614627 | 5 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Thompson | 1614627 | 5 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Thompson | 1614627 | 5 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meghann Laryn Cross | 5994840 | 1 | 02/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John A Escobar | 5522037 | 1 | 12/16/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Anthony Krist | 4159985 | 4 | 10/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |