Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Wayne van Winkle | 6159640 | 4 | 10/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Wayne van Winkle | 6159640 | 4 | 10/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa A James | 6555189 | 2 | 06/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meredith Michele Smith | 6548661 | 4 | 06/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Shelton | 4888312 | 1 | 06/04/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Philip Mayan | 6228543 | 1 | 05/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Corey Lamont Greene | 6113679 | 2 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Wayne van Winkle | 6159640 | 4 | 04/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Layton Dale Bicanovsky | 7414038 | 1 | 03/17/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Ziegler | 7042895 | 1 | 02/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |