Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Lou Alexander-Duvall | 4587370 | 6 | 03/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Edward Reinmund | 7009616 | 3 | 02/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Arreola Bravo | 7288922 | 4 | 12/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurtis Erwin Iseminger | 6971315 | 2 | 11/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Allen Strait | 5887430 | 2 | 10/27/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Colasante | 1642572 | 1 | 10/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Arreola Bravo | 7288922 | 4 | 10/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Allen Strait | 5887430 | 2 | 09/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Arreola Bravo | 7288922 | 4 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Lou Alexander-Duvall | 4587370 | 6 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |