Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brendon Helms | 6690428 | 2 | 05/04/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brendon Helms | 6690428 | 2 | 05/04/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Karen Arreola Bravo | 7288922 | 4 | 12/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Lou Alexander-Duvall | 4587370 | 6 | 09/20/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Stephen Pobiecke | 7610164 | 6 | 08/03/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Burdett Fleck | 5909318 | 1 | 06/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theodore Albert Manly | 6718835 | 2 | 06/15/2021 | Customer Dispute | Settled | $5,032.00 | $0.00 | See FINRA Report |
| Richard Edward Reinmund | 7009616 | 3 | 05/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Paul Obest | 6340485 | 1 | 05/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Davis | 7899114 | 1 | 05/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |