Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfonso Bernard Moore | 7478213 | 2 | 03/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Matthew Banks | 4480244 | 1 | 03/29/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Alan Rickard | 6245310 | 2 | 05/30/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brad Lee Bryant | 4520968 | 1 | 01/01/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Daniel Lauer | 1517281 | 1 | 09/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |