Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Stephen Pobiecke | 7610164 | 6 | 06/30/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charlotte Elizabeth McLanahan | 2382128 | 1 | 06/23/1999 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Scott Crawford Turner | 4103832 | 1 | 05/21/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Daniel Lawrence Frey | 5341621 | 2 | 10/15/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leonard Silvio Morano | 1684702 | 2 | 06/29/1995 | Customer Dispute | Settled | $14,500.00 | $0.00 | See FINRA Report |
| Susan Joanna Medina | 3077735 | 1 | 04/19/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melven Joseph Sweat | 6226432 | 1 | 09/26/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Morris Fountain Powell | 5472658 | 2 | 09/07/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leonard Silvio Morano | 1684702 | 2 | 05/06/1994 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Alfonso Bernard Moore | 7478213 | 2 | 10/15/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |