Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jamont Ruston McRae | 5898059 | 3 | 12/15/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Earl Linwood Jones | 4520966 | 1 | 10/12/2009 | Customer Dispute | Award / Judgment | $386,789.00 | $90,000.00 | See FINRA Report |
| Michael McDuffie Norman | 4215302 | 2 | 03/09/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Susan Jane Watzlavick | 4060535 | 1 | 10/06/2008 | Customer Dispute | Denied | $7,478.00 | $0.00 | See FINRA Report |
| Carson Reed Wooster | 4762645 | 1 | 06/17/2008 | Customer Dispute | Closed-No Action | $5,800.00 | $0.00 | See FINRA Report |
| Michael McDuffie Norman | 4215302 | 2 | 05/28/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jamont Ruston McRae | 5898059 | 3 | 12/12/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jamont Ruston McRae | 5898059 | 3 | 09/14/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Stephen Pobiecke | 7610164 | 6 | 05/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Pobiecke | 7610164 | 6 | 05/08/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |