Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Ray Luczaj | 5946923 | 7 | 08/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Ray Luczaj | 5946923 | 7 | 08/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Ray Luczaj | 5946923 | 7 | 08/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Ray Luczaj | 5946923 | 7 | 04/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Anthony Krist | 4159985 | 4 | 04/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Howard King | 5895743 | 4 | 04/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Mitchell King | 6464263 | 1 | 01/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Robert Stieber | 4414832 | 1 | 01/16/2011 | Customer Dispute | Award / Judgment | $235,000.00 | $197,246.00 | See FINRA Report |
| Nicholas Leif Erickson | 7374789 | 1 | 04/08/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Howard King | 5895743 | 4 | 02/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |