Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Ray Luczaj | 5946923 | 7 | 08/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Ray Luczaj | 5946923 | 7 | 04/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Anthony Krist | 4159985 | 4 | 04/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Howard King | 5895743 | 4 | 04/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Howard King | 5895743 | 4 | 02/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jamont Ruston McRae | 5898059 | 3 | 12/15/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jamont Ruston McRae | 5898059 | 3 | 12/12/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jamont Ruston McRae | 5898059 | 3 | 09/14/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Howard King | 5895743 | 4 | 03/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |