Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Meredith Michele Smith | 6548661 | 4 | 02/26/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Olson | 4925886 | 1 | 02/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nathaniel Matthew Hamilton | 4902402 | 1 | 09/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Meredith Michele Smith | 6548661 | 4 | 08/27/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Meredith Michele Smith | 6548661 | 4 | 06/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Wayne van Winkle | 6159640 | 4 | 10/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Wayne van Winkle | 6159640 | 4 | 10/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Meredith Michele Smith | 6548661 | 4 | 06/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Shelton | 4888312 | 1 | 06/04/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Wayne van Winkle | 6159640 | 4 | 04/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |