Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Thompson | 1614627 | 5 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Thompson | 1614627 | 5 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Schiefer | 5616469 | 1 | 05/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Spring Louise Briggs | 6809924 | 1 | 04/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Ann Phelps | 7597204 | 1 | 02/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Shane Catlett | 5904620 | 1 | 01/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Jess Deiter | 4744637 | 1 | 12/24/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared Brian Metzger | 6847516 | 7 | 09/27/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared Brian Metzger | 6847516 | 7 | 09/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared Brian Metzger | 6847516 | 7 | 09/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |