Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Arreola Bravo | 7288922 | 4 | 10/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Arreola Bravo | 7288922 | 4 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Lou Alexander-Duvall | 4587370 | 6 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Morgan | 1968090 | 1 | 01/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Wayne van Winkle | 6159640 | 4 | 12/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Aaron Slone | 7241987 | 1 | 06/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Sherman On | 5177259 | 3 | 06/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Sherman On | 5177259 | 3 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Albert Manly | 6718835 | 2 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiffany Jean Eaton | 7328958 | 1 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |