Our Staff has compiled our research into a database of FINRA Broker Disclosures for MWA Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Robert Stieber | 4414832 | 1 | 01/16/2011 | Customer Dispute | Award / Judgment | $235,000.00 | $197,246.00 | See FINRA Report |
| Earl Linwood Jones | 4520966 | 1 | 10/12/2009 | Customer Dispute | Award / Judgment | $386,789.00 | $90,000.00 | See FINRA Report |
| Susan Jane Watzlavick | 4060535 | 1 | 10/06/2008 | Customer Dispute | Denied | $7,478.00 | $0.00 | See FINRA Report |
| Carson Reed Wooster | 4762645 | 1 | 06/17/2008 | Customer Dispute | Closed-No Action | $5,800.00 | $0.00 | See FINRA Report |
| Charlotte Elizabeth McLanahan | 2382128 | 1 | 06/23/1999 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Scott Crawford Turner | 4103832 | 1 | 05/21/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Leonard Silvio Morano | 1684702 | 2 | 06/29/1995 | Customer Dispute | Settled | $14,500.00 | $0.00 | See FINRA Report |
| Leonard Silvio Morano | 1684702 | 2 | 05/06/1994 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |