Our Staff has compiled our research into a database of FINRA Broker Disclosures for Share Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Eugene Brockley | 2213046 | 4 | 01/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randall Eugene Brockley | 2213046 | 4 | 01/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Steven Siegel | 1190934 | 5 | 05/02/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Arden Daniel | 1211933 | 1 | 03/26/2004 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Charles Herbert Major | 2748243 | 3 | 12/31/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Siegel | 1190934 | 5 | 05/23/1989 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |