Our Staff has compiled our research into a database of FINRA Broker Disclosures for Share Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Dwaine Edwin Unruh | 451720 | 2 | 04/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Aaron David Turner | 2139382 | 1 | 09/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Steven Siegel | 1190934 | 5 | 11/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dwaine Edwin Unruh | 451720 | 2 | 10/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Charles Herbert Major | 2748243 | 3 | 09/22/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Steven Siegel | 1190934 | 5 | 10/11/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Charles Herbert Major | 2748243 | 3 | 08/23/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Steven Siegel | 1190934 | 5 | 12/22/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Randall Eugene Brockley | 2213046 | 4 | 01/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Randall Eugene Brockley | 2213046 | 4 | 01/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |