Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Manuel Doria | 3157084 | 2 | 03/13/2017 | Customer Dispute | Withdrawn | $18,000.00 | $0.00 | See FINRA Report |
| Antonio Oliveira Moura | 4339637 | 1 | 07/19/2006 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Annette Marie Manon | 2905638 | 3 | 07/24/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roberto Felipe Garcia | 1877805 | 3 | 06/10/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |