Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Suzanne Marie McHugh | 4180727 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erek Reynolds | 5340921 | 4 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Pontello | 6572358 | 1 | 07/12/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Anthony Lodato | 6365522 | 1 | 05/27/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Allan Wilson | 5174350 | 1 | 05/22/2014 | Customer Dispute | Award / Judgment | $6,205.59 | $6,205.59 | See FINRA Report |
| Dean Larson | 1787554 | 1 | 07/30/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Danisha Gonzalez | 7023408 | 1 | 07/29/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel David Smith | 5704489 | 1 | 07/05/2012 | Customer Dispute | Denied | $9,701.00 | $0.00 | See FINRA Report |
| Stuart Mullendore McDowell | 1844587 | 1 | 05/22/2012 | Customer Dispute | Denied | $56,800.00 | $0.00 | See FINRA Report |
| Cera Osborne | 6879593 | 1 | 04/26/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |