Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kendrick Crockett | 7662672 | 1 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Christopher Barnes | 5255317 | 2 | 03/16/2018 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Lataura Wilson | 6904155 | 1 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle Corigliano Maxwell | 5406184 | 1 | 01/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christina Ann Lipari | 4763673 | 1 | 12/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Christopher Barnes | 5255317 | 2 | 11/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Monahan Kuptz | 7202026 | 1 | 05/05/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tao Chin | 4207342 | 1 | 03/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Rammelkamp | 7301360 | 1 | 03/03/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Olivia Smith | 6863565 | 1 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |