Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vinh do | 5410292 | 1 | 06/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Francis Gilligan | 6280382 | 1 | 05/18/2020 | Customer Dispute | Denied | $30,173.00 | $0.00 | See FINRA Report |
| Abigail Brown | 6870553 | 1 | 12/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Randall | 7561783 | 1 | 10/02/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Franklin Dan Collins | 7704009 | 1 | 09/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Robert Colleoni | 5625233 | 1 | 06/19/2019 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Jeff Sampson | 4520624 | 1 | 01/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Robert Lauria | 2655566 | 1 | 01/01/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Raphael Lucchesi | 5338977 | 2 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David A Whelan | 5354825 | 1 | 06/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |