Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse George Nunez | 6578695 | 1 | 01/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Fredrick Guest | 6898964 | 4 | 06/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Fredrick Guest | 6898964 | 4 | 04/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Luke Meador | 6480445 | 1 | 04/06/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad Fredrick Guest | 6898964 | 4 | 03/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacob Dylan Traylor | 7730186 | 2 | 12/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Dylan Traylor | 7730186 | 2 | 12/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Fredrick Guest | 6898964 | 4 | 11/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Rodriguez Rexach | 6053202 | 1 | 07/13/2020 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Jason Shimkos | 4138164 | 1 | 06/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |