Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alex Shvartsman | 3017804 | 2 | 05/08/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alex Shvartsman | 3017804 | 2 | 05/08/2000 | Customer Dispute | Closed-No Action | $8,500.00 | $0.00 | See FINRA Report |
| Zach Carey | 3110546 | 1 | 03/28/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Donald Hoy | 4610667 | 1 | 07/03/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Broc Anthony Taylor | 5491443 | 1 | 01/14/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Mitchem | 6056809 | 1 | 12/04/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Porpora | 1808926 | 1 | 10/06/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cory M Callahan | 4421422 | 1 | 10/26/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron Letellier Polk | 6135521 | 1 | 08/24/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Andrew Blomquist | 4848452 | 2 | 11/20/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |