Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas May | 3269143 | 2 | 01/11/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Deborah Winfree | 1270499 | 2 | 02/28/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicolo P Beccalossi | 6154622 | 1 | 04/25/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Benjamin Clark | 6648799 | 1 | 08/03/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deborah Winfree | 1270499 | 2 | 07/18/2003 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Brandon Michael Montgomery | 6346571 | 1 | 07/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Renee Lander-Ruff | 2169423 | 1 | 09/02/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Branley | 4206726 | 1 | 08/14/2002 | Customer Dispute | Settled | $11,375.90 | $0.00 | See FINRA Report |
| Anthony Raphael Lucchesi | 5338977 | 2 | 11/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Williams | 6489917 | 1 | 03/03/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |