Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Mark Goldfarb | 5012141 | 1 | 03/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Gregory Schauffel | 1732608 | 1 | 02/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darryl Keith Goolsby | 4769740 | 1 | 02/04/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Francis Flanagan | 4600230 | 2 | 10/21/2008 | Customer Dispute | Settled | $9,064.62 | $0.00 | See FINRA Report |
| Daniel Francis Flanagan | 4600230 | 2 | 10/02/2008 | Customer Dispute | Denied | $17,500.00 | $0.00 | See FINRA Report |
| Ryan McKain | 6588103 | 1 | 03/20/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Sidney Thompson | 4918247 | 1 | 03/13/2008 | Customer Dispute | Settled | $6,500.00 | $0.00 | See FINRA Report |
| Samirian Demettree Hill | 2795685 | 1 | 11/01/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clay Dudley Thompson | 2638547 | 1 | 10/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Torre | 4939991 | 1 | 05/13/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |