Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald David Sulhoff | 6829086 | 4 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Marie McHugh | 4180727 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erek Reynolds | 5340921 | 4 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |