Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sandra Teresa Arellano Diaz | 6691774 | 1 | 05/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Clark | 6383373 | 1 | 04/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Marie McHugh | 4180727 | 2 | 03/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erek Reynolds | 5340921 | 4 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erek Reynolds | 5340921 | 4 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Jason Sanford | 6272145 | 3 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald David Sulhoff | 6829086 | 4 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Jason Sanford | 6272145 | 3 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Leonard Pavia | 5840146 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Thomas Doucette | 4700517 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |