Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Gregory Schauffel | 1732608 | 1 | 02/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan McKain | 6588103 | 1 | 03/20/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Torre | 4939991 | 1 | 05/13/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicolo P Beccalossi | 6154622 | 1 | 04/25/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Benjamin Clark | 6648799 | 1 | 08/03/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Michael Montgomery | 6346571 | 1 | 07/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Renee Lander-Ruff | 2169423 | 1 | 09/02/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Raphael Lucchesi | 5338977 | 2 | 11/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Williams | 6489917 | 1 | 03/03/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Donald Hoy | 4610667 | 1 | 07/03/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |