Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daniel Mark Goldfarb | 5012141 | 1 | 03/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Daniel Francis Flanagan | 4600230 | 2 | 10/02/2008 | Customer Dispute | Denied | $17,500.00 | $0.00 | See FINRA Report |
Deborah Winfree | 1270499 | 2 | 02/28/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |