Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Francis Flanagan | 4600230 | 2 | 10/02/2008 | Customer Dispute | Denied | $17,500.00 | $0.00 | See FINRA Report |
| Robert Sidney Thompson | 4918247 | 1 | 03/13/2008 | Customer Dispute | Settled | $6,500.00 | $0.00 | See FINRA Report |
| Deborah Winfree | 1270499 | 2 | 02/28/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Deborah Winfree | 1270499 | 2 | 07/18/2003 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Joseph Michael Branley | 4206726 | 1 | 08/14/2002 | Customer Dispute | Settled | $11,375.90 | $0.00 | See FINRA Report |
| Alex Shvartsman | 3017804 | 2 | 05/08/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alex Shvartsman | 3017804 | 2 | 05/08/2000 | Customer Dispute | Closed-No Action | $8,500.00 | $0.00 | See FINRA Report |
| Robert Michael Porpora | 1808926 | 1 | 10/06/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |