Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathy Cook Easley | 2650811 | 1 | 07/03/2004 | Customer Dispute | Settled | $625,000.00 | $0.00 | See FINRA Report |
| Byron Robert Moore | 2238638 | 1 | 07/03/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Ray Jones | 1270369 | 6 | 09/27/2001 | Customer Dispute | Award / Judgment | $435,000.00 | $0.00 | See FINRA Report |
| Michael Ray Jones | 1270369 | 6 | 12/31/2000 | Customer Dispute | Settled | $335,000.00 | $0.00 | See FINRA Report |
| Michael Ray Jones | 1270369 | 6 | 04/26/1999 | Customer Dispute | Settled | $41,541.00 | $0.00 | See FINRA Report |
| Michael Ray Jones | 1270369 | 6 | 02/09/1996 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Ray Jones | 1270369 | 6 | 02/09/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Ray Jones | 1270369 | 6 | 12/10/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |