Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge M Rodriguez-Bonano | 3048471 | 1 | 09/28/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joe David Myers | 1867342 | 6 | 08/08/2016 | Customer Dispute | Denied | $6,719.00 | $0.00 | See FINRA Report |
| Jose Ivan Acosta Jordan | 1688356 | 10 | 05/23/2016 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Jose Ivan Acosta Jordan | 1688356 | 10 | 04/11/2016 | Customer Dispute | Settled | $709,619.00 | $0.00 | See FINRA Report |
| Jose Ivan Acosta Jordan | 1688356 | 10 | 06/05/2015 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Teanna L Anderson | 6628382 | 1 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adin Rodriguez | 4149530 | 9 | 12/04/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jose Ivan Acosta Jordan | 1688356 | 10 | 11/17/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Adin Rodriguez | 4149530 | 9 | 12/31/2013 | Customer Dispute | Settled | $179,342.00 | $0.00 | See FINRA Report |
| Adin Rodriguez | 4149530 | 9 | 06/05/2013 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |