Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Ivan Acosta Jordan | 1688356 | 10 | 03/24/2003 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| James Walter Minton | 2240878 | 1 | 10/21/2002 | Customer Dispute | Settled | $7,789.00 | $0.00 | See FINRA Report |
| Barbara Ann Mutsaers | 2339094 | 3 | 01/21/1997 | Customer Dispute | Award / Judgment | $9,655.50 | $4,750.00 | See FINRA Report |
| Barbara Ann Mutsaers | 2339094 | 3 | 12/13/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |