Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge Antonio Sonville | 2558540 | 4 | 12/02/2020 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Myrna Milagros Rivera | 734396 | 2 | 06/25/2019 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Edmundo Javier Garza | 2159416 | 2 | 06/25/2019 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Alex Mh Marino | 1597666 | 4 | 08/28/2014 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Edmundo Javier Garza | 2159416 | 2 | 07/07/2002 | Customer Dispute | Denied | $2,000,000.00 | $0.00 | See FINRA Report |
| Alex Mh Marino | 1597666 | 4 | 11/20/2000 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Jorge Antonio Sonville | 2558540 | 4 | 11/13/1998 | Customer Dispute | Settled | $10,479.40 | $0.00 | See FINRA Report |
| Alex Mh Marino | 1597666 | 4 | 09/28/1998 | Customer Dispute | Denied | $13,500.00 | $0.00 | See FINRA Report |
| Myrna Milagros Rivera | 734396 | 2 | 06/10/1991 | Customer Dispute | Settled | $450,850.00 | $0.00 | See FINRA Report |