Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antonio Maurice Thompson | 3067708 | 1 | 07/15/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephani Ann Mitchell | 4699669 | 1 | 01/16/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mary Margaret Blosser | 2099346 | 1 | 01/03/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Ambrose Williams | 4274533 | 2 | 08/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Ambrose Williams | 4274533 | 2 | 12/31/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |