Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Eric Ellefson | 1625977 | 5 | 05/21/2015 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Kim Leon Cowdell | 1065494 | 4 | 05/31/2007 | Customer Dispute | Closed-No Action | $5,458.98 | $0.00 | See FINRA Report |
| Kim Leon Cowdell | 1065494 | 4 | 05/17/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kim Leon Cowdell | 1065494 | 4 | 10/01/1999 | Customer Dispute | Closed-No Action | $18,555.50 | $0.00 | See FINRA Report |