Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christina Lynn Bush | 2535786 | 2 | 12/16/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Lee Kerr | 2850722 | 1 | 08/15/2008 | Customer Dispute | Denied | $34,908.10 | $0.00 | See FINRA Report |
| Arthur Young Cooper | 1850883 | 2 | 09/01/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christina Lynn Bush | 2535786 | 2 | 04/16/2001 | Customer Dispute | Settled | $24,732.50 | $0.00 | See FINRA Report |
| Mary Connor Limont | 1698577 | 1 | 12/06/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence D Wimsatt | 2603825 | 1 | 07/18/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Haymond | 2028718 | 4 | 02/09/2000 | Customer Dispute | Denied | $10,171.90 | $0.00 | See FINRA Report |
| Matthew Kristian Todsen | 4498631 | 1 | 03/03/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |