Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Taylor McClellan Greenleaf | 4110252 | 1 | 02/12/2003 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Shea | 4353619 | 1 | 07/04/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Alvin Kramer | 5685486 | 1 | 08/01/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dorothy Evelyn Bossung | 865502 | 1 | 05/24/1988 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |