Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Andrew Freddoso | 6719512 | 1 | 05/07/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Shea | 4353619 | 1 | 07/04/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |