Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Stephen Clure | 2477274 | 1 | 11/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jan Marie Stecker | 1490087 | 1 | 10/01/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William George Demar | 4550874 | 1 | 12/18/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Art Steven Martinez Federis | 6449011 | 1 | 09/08/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle Renee Buria | 4728183 | 1 | 06/01/2012 | Customer Dispute | Denied | $6,386.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Ramsey | 1799247 | 1 | 02/13/2012 | Customer Dispute | Settled | $238,211.00 | $0.00 | See FINRA Report |
| Peter Andrew Freddoso | 6719512 | 1 | 05/07/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Eric Hutchby | 2573815 | 1 | 06/16/2008 | Customer Dispute | Denied | $49,934.00 | $0.00 | See FINRA Report |
| Eric Nathan Alleckson | 4106244 | 1 | 05/09/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Gump | 3217954 | 1 | 08/01/2003 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |