Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Scott Ponder | 1898706 | 2 | 02/22/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Glenn Downs | 1839892 | 1 | 02/21/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Ira Loochtan | 2544304 | 1 | 05/04/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Judith Lynn McDaniel | 706142 | 2 | 05/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |